一般信息

公司結構

• *一名股東（也可以是法人，無國籍限制）
• *僅需一名董事（只能是自然人，無國籍或居住限制）
• *AML Officer
• *Alternative AML officer

Requirements for Manager/-s or director/-s 

Must meet the following provisions:

• *Must be only natural person/-s
• *Shall normally reside for 6 months within each year in Vanuatu
• *Must have at least 5 years’ experience dealing in securities and is competent to meet the obligation of a licensee as required by VFSC

保密性：

• *實益擁有人的詳細信息：不屬於公共紀錄的一部分
• *股東詳情 – 非公開記錄的一部分
• *董事的詳細信息：不屬於公共紀錄的一部分

稅務

• *0% – For 20 years Vanuatu Forex brokerage companies are exempt from the Vanuatu local taxes on income derived outside of Vanuatu

會計和審計要求 

Financial statement must be prepared by an independent auditor and submitted 3 months after the anniversary date in accordance with the International Accounting Standard or other standard in agreement with the Commissioner.

The licensee must obtain the approval of the Commissioner prior to engaging an independent auditor.

The Commissioner may object to any engagement of an independent auditor if the Commissioner is satisfied that the proposed auditor is not suitable having regards to:

• *The nature of the business carried on by the licensee; and
• *The qualification, competence and integrity of the auditor

A licensee shall submit to the Commissioner a quarterly and annual reports outlining updated details which must include:

• *Number of investors and amount of funds invested
• *Number of products offered to investors detailing the number of each product offered
• *Details on what jurisdiction the product was offered
• *Details of vetting process of investors and criteria used
• *Number of refusals and reasons for refusal
• *Updated information on registered agent and office details
• *Updated information on shareholders and beneficial owners
• *Report of any complaints received from investors

註冊代理人： 要求

Physical premise 

The company must operate from a physical premise located in Vanuatu, which maintains the following systems:

• *A filing systems;
• *A management and accounting system;
• *A business continuity system;
• *A software system and server*

*As a kind reminder, this does not allow the Licensees incorporated as an International Company to operate activities in Vanuatu. An International company cannot sale any products or services within Vanuatu.

Insurance / Professional indemnity cover 

A license must have adequate insurance cover, including professional indemnity insurance indemnity for partners and employees, former partners and employees, and consultants, to serve as a protection for the investor’s funds in the event of financial loss. Professional Indemnity Cover is a general professional insurance linked to the activity of the company and covering the company. Professional Indemnity cover is a separate document that must be produced. The minimum insurance cover for each licensee is VT 5.000.000 for each claim with an aggregate cover of not less than VT 50.000.000 and a maximum deductible amount of VT 500.000.

公司名稱

• 語言: 任何
• ▪ 字母： 任何
• ▪ 公司名稱必須以以下後綴或其縮寫結尾： 有限公司、公司、股份有限公司、匿名公司（Societe Anonyme）、匿名合資公司（Sociedad Anonima）、私人有限公司（Sendirian Berhad）、有限責任公司（Societe a Responsabilite Limitee）、私營有限責任公司（Besloten Vennootschap）、有限責任公司（Gesellschaft mit beschrankter Haftung）。國際公司可以使用廣泛被國際接受的縮寫詞作為後綴，以表示其有限責任。
• ▪ 需要同意或許可的名稱： 銀行、建築協會、保險、再保險、基金管理、投資基金、信託、受託人、金融

注意

• ▪ 公司名稱的限制性連結： 國家、國家或地方政府的名稱。
• ▪Any name that implies illegal activity or implies royal or government patronage is restricted
• ▪ 登記處可拒絕任何被認為不適當或違反公共利益的名稱。
• ▪ 公司名稱不得與現有公司名稱相同或相似。
• ▪In case when foreign language is used for company name the translation must be provided to Registrar which will ensure conformity to above listed restrictions

為了獲得許可證，將進行以下步驟：

• *Registration of a Vanuatu company
• *Preparation of all necessary documents for VFSC and submission of the documents
• *起草公司的反洗錢程序和商業計劃
• *Finalizing the steps with the VFSC for the receipt of license
• *Account opening for operational purposes

為了獲得許可證， Offshorelicense 將填寫所有必要的申請表格，並且取得經過公證的公司文件。 

因此，請提供以下文件給我們。

For bank

每位受益所有人、股東、董事、授權簽字人和秘書必須提供：

• *有效護照的公證副本
• *一份居住地址證明的副本（例如：不超過三個月的水電費單），需要是英文版本或翻譯成英文版本。
• Bank statement for the last 3 months
• 公證的銀行、律師或會計師推薦信副本

For local regulatory authority

每位受益所有人、股東、董事、授權簽字人和秘書必須提供：

• *CV of the director / shareholder dated and signed, showing at least 5 years on related experience in fund management securities and investment

• * A notarized copy of valid passport (an English translation of the certification)

• *A notarized copy of proof of residential address (ex. utility bill that is not older than 3 months) (an English translation of the certification)

• *Independent references confirming CV and showing at least 5 years on related experience in fund management securities and investment (x2)

• *Criminal record from the native country of the applicant and notarized translation of it into English (if needed)

• *Notarized copies of university Diplomas in English, certified transcripts

• *A second ID of the shareholder(s) / director(s)

• *Professional letter / bank reference on director / shareholder (x2)

• *Bank statement proving the source of funds

For AML Officer

• *CV of the director / shareholder dated and signed
• *Notarized / certified copy of passport (an English translation of the certification)
• *Notarized / certified utility bill in English
• *Professional letter / bank reference on director / shareholder (x2)
• *Notarized copy of a University Diploma in English
• *Criminal record from the native country of the applicant and notarized translation of it into English (if needed)
• *A second ID of the shareholder(s) / director(s)

注意

• 如果文件不是英文或該國的官方語言，則必須附上經公證的翻譯。
• 請確保公證書是英文的，如果不是，請提供經公證的英文翻譯。

監管機構或當地銀行在任何時候可能會要求提供額外的文件以證明特定資訊。